Research on the Path of Legal Regulation of Securities Violations

DOI

10.2991/978-2-494069-31-2_283How to use a DOI?

Keywords

Securities; Insider Trading; Market Manipulation; Misrepresentation

Abstract

Currently, capital market violations are frequent, causing serious losses to national interests, social public interests and investors’ legitimate rights and interests. In the face of violations, the limitations of “multi-headed governance” of regulators are obvious, and the phenomenon of “fragmentation” is serious, which cannot adapt to the requirements of the times of effective supervision of the capital market. In this regard, we should combine civil, administrative, criminal, public interest litigation and other legal regulation path weapons for securities violations to carry out coordinated management, fully open up joint securities enforcement channels and referral review mechanism, in order to achieve optimal governance effectiveness and effective and powerful supervision.

Copyright

© 2022 The Author(s)

Open Access

Open Access This chapter is licensed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (http://creativecommons.org/licenses/by-nc/4.0/), which permits any noncommercial use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicate if changes were made.

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TY  - CONF
AU  - Xuanhan Chen
PY  - 2022
DA  - 2022/12/29
TI  - Research on the Path of Legal Regulation of Securities Violations
BT  - Proceedings of the 2022 6th International Seminar on Education, Management and Social Sciences (ISEMSS 2022)
PB  - Atlantis Press
SP  - 2414
EP  - 2424
SN  - 2352-5398
UR  - https://doi.org/10.2991/978-2-494069-31-2_283
DO  - 10.2991/978-2-494069-31-2_283
ID  - Chen2022
ER  -